- Regulatory compliance
- Reputation management
- Chartered Professional Accountant (CPA)
As Chief Compliance Officer at KJ Harrison Investors, Sindy brings over 30 years of regulatory compliance, finance and technology experience to her role of overseeing all aspects of securities regulation and compliance at the firm. She is committed to create an environment that promotes integrity, credibility, transparency, and superior professional conduct that naturally aligns itself to the best interests of our clients.
Prior to joining KJ Harrison Investors in 2003, Sindy worked for Royal Bank of Canada and Sun Life, providing financial accounting expertise within the wealth management and financial services industries.
She is actively involved in a variety of regulatory and industry groups focused on issues affecting client interests and the promotion of trust within the investment industry. Sindy balances her professional life with her commitment to her yoga practice.